Compliance Officer, Bank Regulatory Compliance at BNY Mellon / America Jobs

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Compliance Officer, Bank Regulatory Compliance

at BNY Mellon in Pennsylvania

Overview

The Bank Regulatory Compliance Officer is a member of BNYM’s Bank Regulatory Compliance group, which is responsible for the management and oversight of the firm’s Compliance programs for certain prudential regulatory obligations, including affiliate transactions (Regulation W), transactions with insiders (Regulation O), permissible activities (Regulation Y), the Volcker Rule, registration exceptions (Regulation R), unclaimed property/escheatment, and other related regulatory obligations (collectively “Prudential Regulations”).

Responsibilities

The Bank Regulatory Compliance Officer will support the development, ongoing management and oversight of the firm’s Compliance programs for Prudential Regulations, including but not limited to:

Identifying and responding to regulatory change
Drafting and managing policies and procedures
Developing training programs
Developing and enhancing monitoring processes and forums
Identifying and managing issues; developing and overseeing remediation plans
Advising, guiding and providing credible challenge to business lines and first line functions in cooperation with Business Compliance Officers
Participating in the development and execution of the firm’s Compliance risk assessment and Compliance testing routines
Producing and presenting time sensitive reports to stakeholders and senior management
Qualifications

Familiarity, experience with Prudential Regulations
Experience building and maintaining successful working relations with stakeholders
Excellent drafting skills
Ability to analyze regulations and assess their applicability to business activity
Detail-oriented
Ability to quickly adjust to corporate and regulatory changes and shifting priorities
Bachelor‘s degree or the equivalent combination of education and experience. Law, Business or Finance degree preferred.
5-7 years of total work experience preferred. Legal, Financial Services, Audit or Compliance background and/or experience with financial services compliance and/or experience with the assigned products, services or business lines/areas and the pertaining laws, regulations and rules of relevant regulators preferred.

BNY Mellon is an Equal Employment Opportunity/Affirmative Action Employer. Minorities/Females/Individuals With Disabilities/Protected Veterans.

Our ambition is to build the best global team – one that is representative and inclusive of the diverse talent, clients and communities we work with and serve – and to empower our team to do their best work. We support wellbeing and a balanced life, and offer a range of family-friendly, inclusive employment policies and employee forums.
Reference : Compliance Officer, Bank Regulatory Compliance jobs

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