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WeÂ’re seeking a future team member for the role of Vice President, Auditor to join our Investment Management Internal Audit team. This role is located in Lake Mary, FL or Pittsburgh, PA with a hybrid work arrangement.

In this role, youÂ’ll make an impact in the following ways:

Delivery of complex and challenging audit assignments, including compliance and regulatory related assignments.
Lead or participate in the end-to-end planning, fieldwork, and reporting of audit assignments – this will require consideration of complex, judgmental business processes and decisions.
Identify meaningful issues impacting business and operations under review, challenging management to develop appropriate remedial action to address the issues identified.
Follow-up of audit actions to ensure corrective actions have been appropriately implemented and where necessary testing their design, operating effectiveness, and sustainability.
Build and proactively manage relationships with key stakeholders and participate in Continuous Monitoring activities.
Maintain up to date knowledge of industry best practice and regulatory requirements related to Investment Management, including but not limited to, Securities & Exchange Commission (SEC) rules and regulations pertaining to Investment Advisers and Investment Companies, SEC and Financial Industry Regulatory Authority (FINRA) rules and regulations relating to Broker-Dealers, and other regulatory and compliance implications of investment management activities.
Carry out other ad-hoc tasks and projects as directed by audit senior management.
Represent Internal Audit on projects and at management meetings/committees.
To be successful in this role, weÂ’re seeking the following:

Prior experience in financial services (preferably within Investment Management) within Internal Audit, Risk, or Compliance.
Understanding of rules and regulations governing the investment management industry, including but not limited to, SEC Investment Advisers Act of 1940, SEC Investment Company Act of 1940, SEC Securities Exchange Act of 1934, and FINRA rules.
Bachelor's degree or equivalent combination of education and work experience required.
5-7 years of total work experience preferred.
Additional core skill requirements include understanding of the applied and interpretation of analytics results for Audit, critical thinking and problem solving.
Excellent communication (written and verbal), analytical, critical thinking, organizational, and problem-solving skills.
Strong interpersonal and teamwork skills.
Adaptable to change and the challenges of working in a fast-paced environment.
At BNY Mellon, our inclusive culture speaks for itself. HereÂ’s a few of our awards:

Fortune WorldÂ’s Most Admired Companies & Top 20 for Diversity and Inclusion
BloombergÂ’s Gender Equality Index (GEI)
Human Rights Campaign Foundation, 100% score Corporate Equality Index
Best Places to Work for Disability Inclusion, Disability: IN – 100% score
100 Best Workplaces for Innovators, Fast Company
CDP’s Climate Change ‘A List’
Forbes Blockchain 50
Our Benefits:

BNY Mellon offers highly competitive compensation, benefits, and wellbeing programs rooted in a strong culture of excellence and our pay-for-performance philosophy. We provide access to flexible global resources and tools for your lifeÂ’s journey. Focus on your health, foster your personal resilience, and reach your financial goals as a valued member of our team, along with generous paid leaves that can support you and your family through moments that matter.

BNY Mellon is an Equal Employment Opportunity/Affirmative Action Employer - Underrepresented racial and ethnic groups/Females/Individuals with Disabilities/Protected Veterans.




BNY Mellon is an Equal Employment Opportunity/Affirmative Action Employer. Minorities/Females/Individuals With Disabilities/Protected Veterans.

Our ambition is to build the best global team – one that is representative and inclusive of the diverse talent, clients and communities we work with and serve – and to empower our team to do their best work. We support wellbeing and a balanced life, and offer a range of family-friendly, inclusive employment policies and employee forums.
Reference : Vice President, Sr Auditor II-Investment Management Audit jobs

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Published at 10-03-2024
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