FCC Advisory – Broker-Dealers, Markets, and Investment at BNY Mellon / America Jobs

This job ad has been posted over 40 days ago...

applicants

FCC Advisory – Broker-Dealers, Markets, and Investment

at BNY Mellon in Florida

FCC Advisory – Broker-Dealers, Markets, and Investment Management
Lake Mary, FL, United States • Pittsburgh, PA, United States

ID: 42864

Job Description
FCC Advisory – Broker-Dealers, Markets, and Investment Management

Bring your ideas. Make history.
BNY Mellon offers an exciting array of future-forward careers at the intersection of business, finance, and technology. We are one of the world's top asset management and banking firms that manages trillions of dollars in assets, custody and/or administration. Known as the “bank of banks” - 97% of the world’s top banks work with us as we lead and serve our customers into the new era of digital.

With over 238 years of rich history and industry firsts, BNY Mellon has been built upon our proven ability to evolve, lead, and drive new ideas at every turn. Today, we’re approximately 50,000 employees across 35 countries with a culture that empowers you to grow, take risks, experiment and be yourself. This is what #LifeAtBNYMellon is all about.

We’re seeking a future team member for the role of FCC Advisory – Broker-Dealers, Markets, and Investment Management to join our BNY Mellon Team. This role is located in Lake Mary FL or Pittsburgh, PA - HYBRID.

In this role, you’ll make an impact in the following ways:

Responsible for providing AML/FCC advisory coverage for various legal entities and lines of business in the Broker-Dealer, Markets, and Investment Management segments of the Company, while overseeing and managing highly complex matters with the potential to act as the AML Officer for one or more businesses.
Directs the team's assessment of regulatory and policy requirements in order to develop programs and projects to improve multi- regional/jurisdictional compliance, and presents program and project recommendations to more senior managers and regional/jurisdictional leadership.
Directs and manages the assessment and validation of specialized control processes to ensure compliance with laws, rules and regulations.
Directs efforts to develop a strong compliance culture among senior business unit managers and increase organizational awareness of compliance roles and responsibilities within the assigned region/ jurisdiction.
Uses strong, longstanding relationships with senior business unit managers to increase the likelihood of timely completion of compliance activities and responses to reports issued by regulatory agencies or audit.
Maintains strong relationships with regulators and government officials and appropriately escalates high impact issues raised by these contacts to more senior managers or leadership.
Directs the completion of comprehensive, risk based reviews of existing and emerging regulatory requirements and provision of prompt, focused feedback to business management on concerning issues and control gaps.
To be successful in this role, we’re seeking the following:

Bachelor‘s degree or the equivalent combination of education and experience is required.
Business or Finance degree preferred.
10-12 years of total work experience preferred.
Financial Services, Audit or Compliance background and/or experience with financial services compliance and/or experience with the assigned products, services or business lines/areas and the pertaining laws, regulations and rules of relevant regulators preferred.
Reference : FCC Advisory – Broker-Dealers, Markets, and Investment jobs

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